CFA协会ESG考试题库综合试题三
1. Which of the following is related to business ethics and culture?
a) Social issues
b) Governance issues
c) Environmental issues
2. Which of the following is required by ICGN Model Mandate?
a) Manager’s assessment of ESG risks
b) Manager’s identification of ESG risks
c) Manager’s management and monitoring of ESG risks
3. Which of the following is not considered by Brunel Asset Management Accord?
a) Failure to follow the investment restrictions
b) Short term underperformance
c) Lack of understanding of reasons for any underperformance
4. Which of the following is often a real differentiator for investment firms?
a) Proprietary data
b) Third party data
c) Combining proprietary data with third party data
5. Which of the following is true about credit ratings by CRA?
a) Credit ratings are often backward looking
b) Credit ratings are often forward looking
c) Some of credit ratings are backward looking, while others are forward looking
6. Which of the principles about engagement are provided by PRI?
a) Principle 2
b) Principle 3
c) Principle 4
7. Which of the following countries have statutory auditors?
a) Italy and Japan
b) Italy and France
c) France and Japan
8. Which of the following is product liability likely lead to?
a) Policy risks
b) Reputational risks
c) Environmental risks
9. Which of the following is true about net zero target?
a) Net zero target is absolute target
b) Net zero target is relative target
c) Net zero target is absolute / relative target
10. Which of the following is about clear water in SDG?
a) SDG 6
b) SDG 11
c) SDG 12
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